United States
Securities
And Exchange Commission
Washington, DC 20549
FORM
Current
Report Pursuant to
Section 13 or 15(d) of the
Securities Exchange Act of 1934
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Item 5.07. | Submission of Matters to a Vote of Security Holders. |
The 2021 annual meeting of shareholders (the “Annual Meeting”) of Midland States Bancorp, Inc. (the “Company”) was held on May 3, 2021. There were a total of 22,536,231 shares of common stock outstanding as of the record date for the Annual Meeting, of which 17,097,880 were present in person or by proxy at the meeting, representing 75.9% of the outstanding shares eligible to vote.
Proposal 1:
A proposal to elect four nominees to serve as Class II directors, each for a term expiring at the 2024 annual meeting of shareholders, was presented to the shareholders. The results of the shareholder vote on the proposal were as follows:
Number of Shares | Number of Shares | |||||||||||||||
Nominees | Voted For | Voted Against | Abstentions | Broker Non-Votes | ||||||||||||
Jeffrey G. Ludwig | 11,727,530 | 3,953,924 | 2,143 | 1,414,283 | ||||||||||||
Deborah A. Golden | 11,436,826 | 4,229,487 | 4,825 | 1,414,283 | ||||||||||||
Dwight A. Miller | 11,707,119 | 3,958,582 | 5,437 | 1,414,283 | ||||||||||||
Robert F. Schultz | 11,713,415 | 3,968,239 | 1,943 | 1,414,283 |
Proposal 2:
A proposal to approve, on a nonbinding, advisory basis, the compensation of certain of the Company’s executive officers disclosed in the Company’s definitive proxy statement, which was filed with the Securities and Exchange Commissions on March 22, 2021, was presented to the shareholders. The results of the shareholder vote on the proposal were as follows:
Number of Shares | Number of Shares | |||||||||||||||
Voted For | Voted Against | Abstentions | Broker Non-Votes | |||||||||||||
Approval of compensation of executive officers | 14,947,845 | 684,793 | 50,958 | 1,414,283 |
Proposal 3:
A proposal to ratify the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021, was presented to the shareholders. The results of the shareholder vote on the proposal were as follows:
Number of Shares | Number of Shares | |||||||||||||||
Voted For | Voted Against | Abstentions | Broker Non-Votes | |||||||||||||
Ratification of appointment of Crowe LLP | 16,728,632 | 316,460 | 52,787 | — |
SignatureS
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 6, 2021 | Midland States Bancorp, Inc. |
By: | /s/ Douglas J. Tucker |
Name: | Douglas J. Tucker |
Title: | Senior Vice President and Corporate Counsel |